Rey Deborja
Rey Deborja is a registered investment advisor at Ameriprise Financial Services, LLC, based in Milpitas, CA, with 21 years of industry experience. Rey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Milpitas, CA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 2011Customer Dispute
April 2009Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Pruco Securities, LLC.Broker
Prudential Financial Planning Services
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward JonesBroker
Edward Jones
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations24 states
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