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Joseph Olheiser

Cl Wealth Management LLC
15 Years of Experience
Folsom, CA
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Joseph Olheiser is a registered investment advisor at Cl Wealth Management LLC, based in Folsom, CA, with 15 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 2,168 clients with $730M in assets under management.

Cl Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
2,168 clients
Average Client Portfolio
$338K average
Assets Under Management
$733.6M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.25%
$100K - $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2M+1.25%

Fees are negotiable for accounts over $2,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1024 Iron Point Road, Folsom, CA, 95630

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2020
Final
Financial
November 2020
Final
Employment Separation After Allegations
May 2019
Criminal
September 1995
Final Disposition
Criminal
November 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph is the President/Financial Advisor at Golden Hills Financial Group LLC, where he markets and advises potential investors on 1031 exchanges into DST investments. This takes about 10-20% of Joseph's time.

Employment History
Current Registrations
Cl Wealth Management LLC
October 2019 - Present · 7 yrs
Cabot Lodge Securities LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Sb Advisory, LLC
July 2019 - January 2020 · 6 mos
Ifs SecuritiesBroker
June 2019 - September 2019 · 3 mos
Raymond James Financial Services, INC.Broker
February 2019 - June 2019 · 4 mos
Raymond James Financial Services Advisors, INC
February 2019 - June 2019 · 4 mos
Morgan Stanley
April 2016 - February 2019 · 2 yrs 10 mos
Morgan StanleyBroker
April 2016 - February 2019 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
February 2013 - April 2016 · 3 yrs 2 mos
J.P. Morgan Securities LLC
February 2013 - April 2016 · 3 yrs 2 mos
Metlife Securities INC.
February 2011 - February 2013 · 2 yrs
Metlife Securities INC.Broker
December 2010 - February 2013 · 2 yrs 2 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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