SL
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Scott Levine
19 Years of Experience
Farmington, CT
Broker
Scott Levine is a registered investment advisor at Cetera Investment Advisers LLC, based in Farmington, CT, with 19 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Farmington, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
May 2021 - June 2021 · 1 mo
Voya America Equities, INC.Broker
October 2015 - August 2018 · 2 yrs 10 mos
Voya Financial Partners, LLCBroker
October 2015 - August 2018 · 2 yrs 10 mos
Directed Services LLCBroker
October 2015 - June 2018 · 2 yrs 8 mos
Voya Retirement Advisors, LLCBroker
October 2015 - September 2016 · 11 mos
Voya Financial Advisors, INC.Broker
January 2011 - June 2021 · 10 yrs 5 mos
Ing Financial Advisers, LLCBroker
April 2007 - January 2011 · 3 yrs 9 mos
Mmc Securities CORP.Broker
June 2005 - November 2005 · 5 mos
State Registrations4 states
COCTMATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.