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CFP
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CFP

Philip Capell

Wealth Enhancement Advisory Services, LLC
12 Years of Experience
Melville, NY
View SEC Summary
View SEC Summary

Philip Capell is a CFP-designated registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Melville, NY, with 12 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1019 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

48 S Service Rd, Suite 102, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Philip is involved in real estate through JIMAP, LLC and Piermont, Inc., though these activities require no time commitment. He also provides minimal legal services through Philip J Capell P.C., dedicating minimal time to this.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Piermont Wealth Management INC.
September 2014 - April 2024 · 9 yrs 7 mos
State Registrations3 states
FLNYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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