JM
JM
John Mullin
23 Years of Experience
Winston-Salem, NC
2 DisclosuresBrokerSells Insurance
John Mullin is a registered investment advisor, based in Winston-Salem, NC, with 23 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
161 S Stratford Road, Winston-Salem, NC, 27104
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2009Closed-No Action
Customer Dispute
January 2009Settled
Other Business ActivitiesSells Insurance
John sells fixed life insurance outside of Cetera.
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2016 - Present · 10 yrs 6 mos
Cetera Investment Services LLCBroker
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
M&t Securities, INC.
January 2009 - May 2016 · 7 yrs 4 mos
M&t Securities, INC.Broker
January 2009 - May 2016 · 7 yrs 4 mos
PNC Investments
August 2008 - December 2008 · 4 mos
PNC InvestmentsBroker
April 2008 - December 2008 · 8 mos
M&t Securities, INC.Broker
June 2003 - April 2008 · 4 yrs 10 mos
Metlife Securities INC.Broker
October 2002 - January 2003 · 3 mos
Metropolitan Life Insurance CompanyBroker
October 2002 - January 2003 · 3 mos
American Express Financial Advisors INC.Broker
August 2002 - September 2002 · 1 mo
Ids Life Insurance CompanyBroker
August 2002 - September 2002 · 1 mo
State Registrations14 states
ARCTDCDEFLGAMDMEMONCNYPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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