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Rodney Browning

Charles Schwab & CO., INC.
24 Years of Experience
Frisco, TX
1 DisclosureBroker
View SEC Summary
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Rodney Browning is a registered investment advisor at Charles Schwab & CO., INC., based in Frisco, TX, with 24 years of industry experience. Rodney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6765 Winning Drive, Suite 825, Frisco, TX, 75034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2022 - Present · 4 yrs 9 mos
Charles Schwab & CO., INC.Broker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
TD Ameritrade, INC.Broker
September 2012 - May 2024 · 11 yrs 8 mos
TD Ameritrade Investment Management, LLC
September 2012 - September 2023 · 11 yrs
TD Ameritrade, INC.
September 2012 - October 2022 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2008 - August 2012 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2008 - August 2012 · 4 yrs 3 mos
Charles Schwab & CO., INC.
May 2004 - June 2008 · 4 yrs 1 mo
Charles Schwab & CO., INC.Broker
April 2004 - June 2008 · 4 yrs 2 mos
Edward JonesBroker
August 2002 - March 2004 · 1 yr 7 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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