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Kelly Kemp

LPL Financial LLC
21 Years of Experience
Franklin, TN
2 DisclosuresBroker
View SEC Summary
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Kelly Kemp is a registered investment advisor at LPL Financial LLC, based in Franklin, TN, with 21 years of industry experience. Kelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3401 Mallory Ln Suite 100, Franklin, TN, 37067

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017
Settled
Customer Dispute
February 2016
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Fifth Third Securities, INC.Broker
July 2008 - November 2023 · 15 yrs 4 mos
Fifth Third Securities, INC.
April 2008 - November 2023 · 15 yrs 7 mos
Bb&t Investment Services, INC.Broker
April 2006 - December 2007 · 1 yr 8 mos
Bb&t Investment Services, INC.
March 2006 - December 2007 · 1 yr 9 mos
Bb&t Asset Management, INC.
November 2005 - March 2006 · 4 mos
Chase Investment Services CORP.Broker
July 2005 - September 2005 · 2 mos
Banc One Securities CorporationBroker
July 2004 - July 2005 · 1 yr
State Registrations27 states
ALARAZCACTFLGAILINKSKYMDMIMOMTNCNJNYOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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