Kaine Nicholas
Kaine Nicholas is a registered investment advisor at Shifting the Culture Wealth Partners LLC, based in San Pedro, CA, with 6 years of industry experience. Kaine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 16 clients with $1.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1000K | 0.85% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.50% |
Fees negotiable for accounts over $5,000,000. The above fee schedule is a straight tiered fee and does not include the Sub-Advisor’s fee. The total fees charged by both parties will not exceed 3% of assets under management per year.
Fee Estimator
Location
San Pedro, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kaine is a contract youth educator, administrative associate, and sales consultant for various companies. Kaine also works as an independent insurance agent selling life insurance and annuities, dedicating a few hours per week.
Employment History
Current Registrations
Shifting the Culture Wealth Partners LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.