Thomas Lord is a registered investment advisor at Cetera Investment Advisers LLC, based in Eatontown, NJ, with 19 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
99 Corbett Way Ste 103, Eatontown, NJ, 07724
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is an Investment Advisory Representative at Rockdale Financial Services, LLC since March 2021. He dedicates about a quarter of his time to administrative duties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Cetera Advisors LLCBroker
Bergen Capital, INC.Broker
State Registrations1 state
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