Jose Valle is a registered investment advisor, based in Katy, TX, with 21 years of industry experience.
Location
9702 Gaston Road, Katy, TX, 77494
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2022Denied
Other Business Activities
Jose is an officer of V & V Consortium LLC, an online retail sales and translation business, since May 2023. He provided start-up capital and spends minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Cetera Investment Services LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - August 2025 · 5 mos
Fidelity Personal and Workplace Advisors
August 2023 - March 2025 · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
August 2023 - August 2025 · 2 yrs
Charles Schwab & CO., INC.Broker
January 2022 - August 2023 · 1 yr 7 mos
Charles Schwab & CO., INC.
January 2022 - August 2023 · 1 yr 7 mos
TD Ameritrade, INC.Broker
June 2021 - August 2023 · 2 yrs 2 mos
TD Ameritrade Investment Management, LLC
June 2021 - August 2023 · 2 yrs 2 mos
TD Ameritrade, INC.
June 2021 - October 2022 · 1 yr 4 mos
J.P. Morgan Securities LLC
January 2020 - June 2021 · 1 yr 5 mos
J.P. Morgan Securities LLCBroker
January 2020 - June 2021 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2015 - January 2020 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2015 - January 2020 · 4 yrs 9 mos
Bbva Wealth Solutions INC.
December 2014 - April 2015 · 4 mos
Bbva Securities INC.Broker
May 2013 - April 2015 · 1 yr 11 mos
Bbva Compass Investment Solutions, INCBroker
May 2011 - May 2013 · 2 yrs
Investment Professionals, INC.Broker
June 2010 - May 2011 · 11 mos
Bbva Compass Investment Solutions, INCBroker
March 2009 - April 2010 · 1 yr 1 mo
Compass Brokerage, INC.Broker
December 2005 - February 2009 · 3 yrs 2 mos
Wm Financial Services, INC.Broker
February 2005 - November 2005 · 9 mos
USAA Investment Management CompanyBroker
October 2003 - August 2004 · 10 mos
PFS Investments INC.Broker
July 2002 - September 2002 · 2 mos
State Registrations14 states
AKALARAZFLGALAMAMIMONYPATNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.