Stephen Spencer is a CFA-designated registered investment advisor at Tingey Financial Group INC., based in Salt Lake City, UT, with 15 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.10% |
| $1.0M - $3.0M | 0.95% |
| $3.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Investment management fees may be negotiable under certain circumstances.
Fee Estimator
Location
Salt Lake City, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is an independent contractor/Managing Director at ACT Capital Advisors LLC, an investment banking firm, and spends nearly full-time on this role. He is also the sole proprietor of Sammamish Advisors LLC, a mergers and acquisitions service firm, dedicating nearly full-time to this endeavor as well.
Employment History
Current Registrations
Tingey Financial Group INC.
Previous Registrations
Act Securities, LLC
Edge Asset Management, INC.
State Registrations1 state
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