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Sarah Braunshausen

Calton & Associates, INC.
24 Years of Experience
Lake Elmo, MN
BrokerSells Insurance
View SEC Summary
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Sarah Braunshausen is a registered investment advisor at Calton & Associates, INC., based in Lake Elmo, MN, with 24 years of industry experience. Sarah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Lake Elmo, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sarah sells fixed life insurance and disability products. She also works as an investment advisor representative for Fencl Advisory Services, LLC, dedicating about half her time to this role.

Employment History
Current Registrations
Calton & Associates, INC.
June 2023 - Present · 3 yrs 4 mos
Calton & Associates, INC.Broker
June 2023 - Present · 3 yrs 4 mos
Fencl Advisory Services, LLC
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Dominion Investor Services, INC.Broker
August 2014 - July 2023 · 8 yrs 11 mos
Park Avenue Securities LLC
January 2014 - August 2014 · 7 mos
Park Avenue Securities LLCBroker
August 2002 - August 2014 · 12 yrs
State Registrations6 states
IAILMDMNOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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