Michael Duboise
Michael Duboise is a CFP-designated registered investment advisor at Prospera Financial Services, INC., based in Los Ranchos, NM, with 24 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.15% |
Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.
Fee Estimator
Location
332 Nuevo Hacienda Ln. NW, Los Ranchos, NM, 87107
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 2020Customer Dispute
October 2009Other Business ActivitiesSells Insurance
Michael is a partner in Bigtime Living LLC since 2007, spending minimal time on it. Since 2020, he has also been an insurance agent for various insurance carriers through W&R Insurance Agencies.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.