William Mcguinn
William Mcguinn is a registered investment advisor at J.P. Morgan Securities LLC, based in Madison, NJ, with 23 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
Madison, NJ
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2014Other Business Activities
William is an employee of both JPMorgan Securities and JPMorgan Bank since May 2023. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Previous Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Sands Brothers International LTD.Broker
Sands Brothers & CO., LTD.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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