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John Klimas

J.P. Morgan Securities LLC
29 Years of Experience
Madison, NJ
1 DisclosureBroker
View SEC Summary
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John Klimas is a registered investment advisor at J.P. Morgan Securities LLC, based in Madison, NJ, with 29 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Waverly Place, Madison, NJ, 07940

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2016
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
April 2022 - Present · 4 yrs 6 mos
J.P. Morgan Securities LLC
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
PNC Investments
April 2004 - May 2022 · 18 yrs 1 mo
PNC InvestmentsBroker
April 2004 - May 2022 · 18 yrs 1 mo
Quick & Reilly, INC.
November 2002 - April 2004 · 1 yr 5 mos
Quick & Reilly, INC.Broker
July 2002 - April 2004 · 1 yr 9 mos
Morgan Stanley
June 2002 - July 2002 · 1 mo
Morgan Stanley Dw INC.Broker
May 1997 - July 2002 · 5 yrs 2 mos
State Registrations24 states
AZCACOCTDCDEFLGAMAMDMIMNNCNHNJNYOHPASCTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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