George Scarborough
George Scarborough is a CFP-designated registered investment advisor at LPL Financial LLC, based in Allen, TX, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
790 S Watters Rd Ste 100, Allen, TX, 75013
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Regulatory History (1)
Customer Dispute
February 2015Other Business ActivitiesSells Insurance
George spends all of his time on non-variable insurance sales, including annuity, life, and long-term care, through Ricker Retirement Specialists. He also provides notary services, manages a vacation rental cabin, operates North Texas Wealth Management as a DBA for his LPL business, and owns raw land for a future office building.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.