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Samuel Green

LPL Financial LLC
18 Years of Experience
Allen, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Samuel Green is a registered investment advisor at LPL Financial LLC, based in Allen, TX, with 18 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

900 W Bethany Dr Suite 370, Allen, TX, 75013

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History

Regulatory History (1)
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Customer Dispute
October 2014
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Samuel is involved with Upstream Investment Partners and Green Wealth Management, LLC, dedicating full-time hours to each. He also sells non-variable insurance through multiple carriers, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2023 - Present · 3 yrs 5 mos
LPL Financial LLCBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Spc
January 2011 - May 2023 · 12 yrs 4 mos
Sigma Financial CorporationBroker
January 2011 - May 2023 · 12 yrs 4 mos
Ameriprise Financial Services, INC.
July 2007 - January 2011 · 3 yrs 6 mos
Ameriprise Financial Services, INC.Broker
June 2007 - January 2011 · 3 yrs 7 mos
State Registrations15 states
ARCAFLILKSMSOHOKPASCTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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