Paul Santos
Paul Santos is a registered investment advisor at Cetera Investment Advisers LLC, based in Palm Coast, FL, with 19 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
25 Palm Harbor Village Way, Suite 5A, Palm Coast, FL, 32137
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2005Customer Dispute
June 2004Other Business ActivitiesSells Insurance
Paul is an insurance agent selling various insurance products, dedicating a few hours per week to this activity. He also owns multiple real estate businesses and a subscription-based ride share company, and is the president of Santos Wealth Management LLC, a financial services firm, taking about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Sw FinancialBroker
Joseph Stone Capital L.L.C.Broker
Cape Securities INC.Broker
Metlife Securities INC.Broker
Ekn Financial Services INC.Broker
Itradedirect.com CORPBroker
Liberty Partners Financial Services, LLCBroker
Milestone Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.