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Nydia Vazquez

23 Years of Experience
Houston, TX
1 DisclosureBroker

Nydia Vazquez is a registered investment advisor at UBS Financial Services INC., based in Houston, TX, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

4400 Post Oak Parkway, Suite 1800, Houston, TX, 77027

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History

Regulatory History (1)
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Financial
June 2016
Final
Employment History
Current Registrations
UBS Financial Services INC.Broker
January 2010 - Present · 16 yrs 6 mos
UBS Financial Services INC.
January 2010 - Present · 16 yrs 6 mos
UBS Financial Services INC.
January 2010 - Present · 16 yrs 6 mos
Previous Registrations
UBS International INC.
October 2007 - January 2010 · 2 yrs 3 mos
UBS International INC.Broker
October 2007 - January 2010 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
February 2005 - October 2007 · 2 yrs 8 mos
Chase Investment Services CORP.
January 2005 - October 2007 · 2 yrs 9 mos
Chase Investment Services CORP.
July 2003 - December 2004 · 1 yr 5 mos
Chase Investment Services CORP.Broker
December 2002 - December 2004 · 2 yrs
State Registrations3 states
DEMITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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