BT
BT

Brian Tarrant

21 Years of Experience
Raleigh, NC
Broker

Brian Tarrant is a registered investment advisor at Morgan Stanley, based in Raleigh, NC, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

3800 Glenwood Avenue, Suite 500, Raleigh, NC, 27612

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Morgan StanleyBroker
February 2012 - Present · 14 yrs 3 mos
Morgan Stanley
February 2012 - Present · 14 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2011 - February 2012 · 8 mos
Wells Fargo Advisors, LLCBroker
June 2011 - February 2012 · 8 mos
First Citizens Investor Services, INC.Broker
February 2008 - November 2010 · 2 yrs 9 mos
First Citizens Investor Services, INC.
January 2008 - November 2010 · 2 yrs 10 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - August 2007 · 4 mos
Morgan Stanley & CO., Incorporated
April 2007 - August 2007 · 4 mos
Morgan Stanley
January 2004 - April 2007 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
December 2003 - April 2007 · 3 yrs 4 mos
American Express Financial Advisors, INC.
September 2002 - November 2002 · 2 mos
American Express Financial Advisors INC.Broker
September 2002 - November 2002 · 2 mos
State Registrations44 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYMAMDMEMIMNMOMSNCNENJNMNVNYOHOKORPARISCTNTXUTVAVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Tarrant - Financial Advisor | TrueAdvisor