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Brian Napier

Ausdal Financial Partners, INC.
23 Years of Experience
Greenwood, IN
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Brian Napier is a registered investment advisor at Ausdal Financial Partners, INC., based in Greenwood, IN, with 23 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 16,572 clients with $3.7B in assets under management.

Ausdal Financial Partners, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
238 advisors
Number of Clients
16,572 clients
Average Client Portfolio
$225K average
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual fee across investment advisory programs will not exceed 3%. Specific fee schedules are negotiated directly with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Greenwood, IN

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2024
Settled
Customer Dispute
September 2022
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is an insurance agent with Silver Birch Capital since 2015, selling insurance products. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
October 2013 - Present · 13 yrs
Ausdal Financial Partners, INC.
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Imbb Investment Advisors
October 2012 - December 2013 · 1 yr 2 mos
Indiana Merchant Banking and Brokerage CO., INC.Broker
October 2012 - October 2013 · 1 yr
PNC Investments
June 2011 - October 2012 · 1 yr 4 mos
PNC InvestmentsBroker
November 2009 - October 2012 · 2 yrs 11 mos
Natcity Investments, INC.Broker
October 2003 - November 2009 · 6 yrs 1 mo
American Express Financial Advisors, INC.
August 2002 - December 2002 · 4 mos
American Express Financial Advisors INC.Broker
August 2002 - December 2002 · 4 mos
Ids Life Insurance CompanyBroker
August 2002 - December 2002 · 4 mos
State Registrations4 states
FLGAINNV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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