HL
HL
Helen Lin
22 Years of Experience
Rolling Hills Estates, CA
1 DisclosureBroker
Helen Lin is a registered investment advisor at Southern California Wealth Management Associates, based in Rolling Hills Estates, CA, with 22 years of industry experience. Helen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 115 clients with $34M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
115 clients
Average Client Portfolio
$296K average
Assets Under Management
$34.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
655 Deep Valley Dr., Suite 125B, Rolling Hills Estates, CA, 90274
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2022Settled
Employment History
Current Registrations
Southern California Wealth Management Associates
July 2025 - Present · 10 mos
Emerson Equity LLC
May 2025 - Present · 1 yr
Emerson Equity LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Western International Securities, INC.Broker
August 2017 - May 2025 · 7 yrs 9 mos
Western International Securities
August 2017 - May 2025 · 7 yrs 9 mos
Financial West Group
September 2015 - August 2017 · 1 yr 11 mos
Financial West GroupBroker
September 2015 - August 2017 · 1 yr 11 mos
First Brokerage America, L.L.C.
December 2011 - September 2015 · 3 yrs 9 mos
First Brokerage America, L.L.C.Broker
June 2007 - September 2015 · 8 yrs 3 mos
Citicorp Investment ServicesBroker
June 2005 - November 2006 · 1 yr 5 mos
Citicorp Investment Services
June 2005 - November 2006 · 1 yr 5 mos
Wm Financial Services, INC.
July 2003 - May 2005 · 1 yr 10 mos
Wm Financial Services, INC.Broker
July 2003 - May 2005 · 1 yr 10 mos
Ids Life Insurance CompanyBroker
October 2002 - August 2003 · 10 mos
American Express Financial Advisors, INC.
October 2002 - August 2003 · 10 mos
American Express Financial Advisors INC.Broker
October 2002 - August 2003 · 10 mos
State Registrations4 states
CAFLHINV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.