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David Herrman

PNC Wealth Management
23 Years of Experience
Owensboro, KY
1 DisclosureBroker
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David Herrman is a registered investment advisor at PNC Wealth Management, based in Owensboro, KY, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3013 Frederica Street, Owensboro, KY, 42301

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History

Regulatory History (1)
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Employment Separation After Allegations
October 2005
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is a managing member of H&M Properties of Bowling Green, LLC since 2005. This non-investment related activity requires minimal time.

Employment History
Current Registrations
PNC Wealth Management
November 2009 - Present · 16 yrs 11 mos
PNC Wealth Management LLCBroker
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Natcity Investments, INC.
March 2008 - November 2009 · 1 yr 8 mos
Natcity Investments, INC.Broker
May 2006 - November 2009 · 3 yrs 6 mos
Natcity Investments, INC.Broker
October 2004 - October 2005 · 1 yr
Edward JonesBroker
April 2004 - September 2004 · 5 mos
Horace Mann Investors INCBroker
July 2002 - February 2004 · 1 yr 7 mos
State Registrations7 states
FLGAINKYNCNYTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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