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Paul Clough

23 Years of Experience
Sebring, FL
1 DisclosureBroker

Paul Clough is a registered investment advisor at Cetera Investment Advisers LLC, based in Sebring, FL, with 23 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2027 Us Highway 27 S, Sebring, FL, 33870

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History

Regulatory History (1)
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Judgment / Lien
November 2014
Other Business Activities

Paul is the owner of Capital Wealth Strategies, Inc., a financial/investment services DBA, and spends about a quarter of his time there. He also owns The Tax Maestro, Inc. where he provides tax and accounting services, dedicating nearly full-time hours, and is the president of the Orchid Society of Highlands County, spending about 10-20% of his time there.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2020 - Present · 6 yrs 4 mos
Cetera Financial Specialists LLCBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
The Investment Center, INC.Broker
August 2006 - December 2019 · 13 yrs 4 mos
Ic Advisory Services, INC.
August 2006 - December 2019 · 13 yrs 4 mos
Fsc Securities Corporation
November 2005 - September 2006 · 10 mos
Fsc Securities CorporationBroker
November 2005 - September 2006 · 10 mos
1st Global Advisors INC
September 2005 - November 2005 · 2 mos
1st Global Capital CORP.Broker
September 2005 - November 2005 · 2 mos
Fsc Securities Corporation
May 2003 - November 2005 · 2 yrs 6 mos
Fsc Securities CorporationBroker
October 2002 - November 2005 · 3 yrs 1 mo
State Registrations2 states
FLTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.