Anthony Cipolla

23 Years of Experience

Santa Rosa, CA

1 DisclosureBrokerSells Insurance

Anthony Cipolla is a registered investment advisor, based in Santa Rosa, CA, with 23 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold.

Location

201A Concourse Blvd, Santa Rosa, CA, 95403

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History

Regulatory History (1)

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Customer Dispute

November 2022

Pending

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Other Business ActivitiesSells Insurance

Anthony sells and reviews fixed insurance products in California as an agent since 2001. This activity is not investment-related and takes about 10% of his time during business hours.

Employment History

Current Registrations

Dfpg Investments, LLCBroker

October 2025 - Present · 1 yr

Diversify Advisory Services, LLC

October 2023 - Present · 3 yrs

Previous Registrations

Dfpg Investments, LLC

January 2023 - January 2024 · 1 yr

Eagle Strategies LLC

July 2012 - January 2023 · 10 yrs 6 mos

Nylife Securities LLCBroker

January 2003 - January 2023 · 20 yrs

State Registrations2 states

CATX

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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