Thomas Berg
Thomas Berg is a CFP-designated registered investment advisor at LPL Financial LLC, based in Eden Prairie, MN, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11095 Viking Drive, Ste 205, Eden Prairie, MN, 55344
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an Executive VP involved in fixed insurance sales, dedicating full-time hours during securities trading. He also operates under the DBA 'Integrated, Inc. - Wealth Advisors' for his LPL business, also full-time, and serves as President of Integrated, Inc., spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations26 states
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