Tony Nguyen is a registered investment advisor, based in Los Angeles, CA, with 22 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History (1)
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Criminal
December 1991Final Disposition
Other Business Activities
Tony works as a Senior Trader for SEIA, dedicating full-time hours to this role. He also owns rental property, spending minimal time on it.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
November 2014 - November 2018 · 4 yrs
City National Securities, INC.
October 2013 - September 2014 · 11 mos
City National Securities, INC.Broker
October 2013 - September 2014 · 11 mos
Wedbush Securities INC.Broker
March 2008 - October 2013 · 5 yrs 7 mos
Banc of America Securities LLCBroker
November 2005 - March 2008 · 2 yrs 4 mos
Banc of America Investment Services, INC.Broker
April 2004 - November 2005 · 1 yr 7 mos
Banc of America Investment Services, INC.
April 2004 - November 2005 · 1 yr 7 mos
Wells Fargo Investments, LLC
March 2003 - April 2004 · 1 yr 1 mo
Wells Fargo Investments, LLCBroker
February 2003 - April 2004 · 1 yr 2 mos
State Registrations1 state
CA
Advisor
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Exams
No exam information available for this advisor.