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Michael Blackwell

22 Years of Experience
Rye Brook, NY
2 DisclosuresBroker

Michael Blackwell is a registered investment advisor at Park Avenue Securities LLC, based in Rye Brook, NY, with 22 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

800 Westchester Avenue, 4th Floor Suite N409, Rye Brook, NY, 10573

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Denied
Criminal
December 1991
Final Disposition
Other Business Activities

Michael coaches ski club students on weekends at Mount Snow, starting in 2017. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Park Avenue Securities LLCBroker
February 2016 - Present · 10 yrs 5 mos
Park Avenue Securities LLC
February 2016 - Present · 10 yrs 5 mos
Park Avenue Securities LLC
February 2016 - Present · 10 yrs 5 mos
Previous Registrations
AXA Advisors, LLCBroker
September 2008 - March 2016 · 7 yrs 6 mos
AXA Advisors, LLC
September 2008 - March 2016 · 7 yrs 6 mos
Banc of America Investment Services, INC.
November 2005 - September 2008 · 2 yrs 10 mos
Banc of America Investment Services, INC.Broker
September 2005 - September 2008 · 3 yrs
Park Avenue Securities LLCBroker
August 2002 - April 2004 · 1 yr 8 mos
State Registrations34 states
AZCACOCTDEFLGAHIILINKYLAMAMDMEMIMNMONCNHNJNMNVNYOHORPASCTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Blackwell - Financial Advisor | TrueAdvisor