Chris Toomey
Chris Toomey is a registered investment advisor at J.P. Morgan Securities LLC, based in Sugar Land, TX, with 16 years of industry experience. Chris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $15.0M | 0.55% |
| $15.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.
Fee Estimator
Location
2410 Highway 6, Sugar Land, TX, 77478
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2025Customer Dispute
May 2007Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
M Holdings Securities, INC.Broker
M Holdings Securities, INC.
NFP Securities, INC.Broker
NFP Securities, INC.
Weaver Tidwell Capital, LLCBroker
Weaver Wealth Management
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Rjl Financial Network, L.L.C.
Raymond J. Lucia Companies, INC.
Securities America, INC.Broker
The Advisors Group, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.