Joseph Cacia is a registered investment advisor at Roshelen, INC., based in Santa Clarita, CA, with 23 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Santa Clarita, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph is an investment advisor representative of Roshelen, Inc. and a solicitor and client relationship manager to Collar Capital Management, LLC, dedicating nearly all of his time during security trading hours to these activities.
Employment History
Current Registrations
Roshelen, INC.
Collar Capital Management, LLC
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley
Citigroup Global Markets INC.
State Registrations4 states
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