Wallis Tsai is a registered investment advisor, based in New York, NY, with 14 years of industry experience.
Location
246 Fifth Avenue, Floor 5, New York, NY, 10001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wallis is the Founder & CEO of Aboveboard Financial Inc, creating financial content, dedicating about 25 hours per month. He is also the Founder & CEO of Aboveboard Wealth Mgmt, offering investment advice and insurance policy analysis, spending a few hours per week. Finally, Wallis is the Founder/CEO/Licensed Agent of Aboveboard Ins Svcs LLC, an insurance business, dedicating nearly full-time hours.
Employment History
Current Registrations
The Leaders Group, INC.
The Leaders Group, INC.Broker
Aboveboard Wealth Management, LLC
Previous Registrations
Aboveboard Wealth Management, LLC
Goldman, Sachs & CO.Broker
State Registrations4 states
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