Thomas Cartin
Thomas Cartin is a registered investment advisor at Wells Fargo Advisors, based in Allentown, PA, with 23 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4905 W Tilghman St 3rd Fl, [L3-Rbo], Allentown, PA, 18104
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2023Other Business Activities
Thomas serves as power of attorney for his mother. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Truist Investment Services, INC.Broker
Truist Advisory Services, INC.
Citizens Investment Services
Citizens Securities, INC.Broker
PNC InvestmentsBroker
Ifmg Securities, INC.Broker
Quick & Reilly, INC.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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