Joshua Betancourt
Joshua Betancourt is a registered investment advisor at Quantum Capital Investments, INC., based in Elmwood Park, IL, with 17 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 189 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K+ | 1.25% |
Fees are billed quarterly in arrears. Box spreads are charged 0.50% annually on the amount borrowed. Fees are negotiable based on historical relationships, account composition, and other factors.
Fee Estimator
Location
Elmwood Park, IL
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Regulatory History (3)
Regulatory
May 2013Employment Separation After Allegations
February 2009Customer Dispute
April 2008Other Business Activities
Joshua has a Master's Degree in Accounting and provides accounting and tax planning services.
Employment History
Current Registrations
Quantum Capital Investments, INC.
Previous Registrations
Best Direct Securities, LLCBroker
Quantum Capital Investments
VisionBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Chase Investment Services CORP.Broker
Refco Securities, LLCBroker
Worldco, L.L.C.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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