Richard Barber
Richard Barber is a registered investment advisor at Provident Living Financial Services, based in Lehi, UT, with 23 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management. Their firm serves 254 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 0.50% |
| $10.0M - $100.0M | 0.25% |
| $100M+ | 0.13% |
Discounts may be available for non-profits, first responders, military, caregivers, medical workers, educators, and immediate family members. A per-account administrative fee of up to $25 per quarter may apply. The Finique 360 fee is waived if client household assets are less than $10,000.
Fee Estimator
Location
3450 N Triumph Blvd., Suite 102, Lehi, UT, 84043
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
Richard owns rental property and dedicates minimal time to it. He is also a managing member of RB Financial Advocacy, LLC, providing administrative and operational support, and serves on the board of directors for Welfie, LLC, both requiring minimal time.
Employment History
Current Registrations
Provident Living Financial Services
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.