James Daniel is a CFP-designated registered investment advisor at The Advisory Firm, based in Alpharetta, GA, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Gen X, and 4 more. Their firm serves 85 clients with $98M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2M+ | 0.60% |
Fees may be negotiable. Clients with $400,000 or more in managed assets are eligible for the Wealth 360° program, which includes investment management, financial planning, and tax preparation services under the investment management fee.
Fee Estimator
Contact
James Daniel
Location
12600 Deerfield Parkway, Suite 100, Alpharetta, GA, 30004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Advisory Firm
Previous Registrations
The Advisory Firm
Ameriprise Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Certified Financial Planner (CFP) * Chartered Financial Analyst (CFA) * Chartered Market Technician (CMT) * Enrolled Agent (tax)