Christopher O'neill is a registered investment advisor, based in Boulder, CO, with 23 years of industry experience.
Location
5305 Spine Road, Suite C, Boulder, CO, 80301
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2018Denied
Other Business Activities
Christopher owns CMO Holdings DBA Skull Labs, where he sells artwork he creates, dedicating minimal time. He is also the sole owner of CMOS LLC, an entity used for tax purposes, also requiring minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.
April 2019 - Present · 7 yrs 1 mo
Raymond James Financial Services Advisors, INC
April 2019 - Present · 7 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
March 2019 - April 2019 · 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
March 2019 - April 2019 · 1 mo
Wells Fargo Advisors Financial Network, LLC
June 2010 - March 2019 · 8 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2010 - March 2019 · 8 yrs 9 mos
Chase Investment Services CORP.
August 2006 - June 2010 · 3 yrs 10 mos
Chase Investment Services CORP.Broker
August 2006 - June 2010 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2004 - August 2006 · 2 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2004 - August 2006 · 2 yrs 4 mos
AXA Advisors, LLC
June 2003 - March 2004 · 9 mos
AXA Advisors, LLCBroker
June 2003 - March 2004 · 9 mos
U.S. Bancorp Piper Jaffray INC.
September 2002 - June 2003 · 9 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 2002 - June 2003 · 9 mos
State Registrations13 states
AZCACOFLGAMANCNMNYORVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.