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Eric Johnson

Raymond James Financial Services Advisors, INC
29 Years of Experience
Boulder, CO
4 DisclosuresBroker
View SEC Summary
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Eric Johnson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Boulder, CO, with 29 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6260 Lookout Road, #220E, Boulder, CO, 80301

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Denied
Customer Dispute
October 2011
Settled
Customer Dispute
June 2002
Award / Judgment
Customer Dispute
July 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Eric is an officer and president of Personal Wealth Partner Financial Services Inc. He dedicates about half of his time to this support company.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
April 2004 - Present · 22 yrs 6 mos
Previous Registrations
Raymond James Financial Services
November 2004 - January 2009 · 4 yrs 2 mos
UBS Painewebber INC.
May 2001 - April 2003 · 1 yr 11 mos
UBS Painewebber INC.Broker
May 2001 - April 2003 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
August 1997 - May 2001 · 3 yrs 9 mos
American Express Financial Advisors INC.Broker
September 1995 - October 1996 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
September 1995 - October 1996 · 1 yr 1 mo
Investors Associates, INC.Broker
April 1995 - July 1995 · 3 mos
Rickel & Associates, INC.Broker
March 1995 - March 1995 · 0 mos
State Registrations11 states
AZCACOMTNCNMNYSCVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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