EJ
EJ
Eric Johnson
29 Years of Experience
Boulder, CO
4 DisclosuresBroker
Eric Johnson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Boulder, CO, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
6260 Lookout Road, #220E, Boulder, CO, 80301
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020Denied
Customer Dispute
October 2011Settled
Customer Dispute
June 2002Award / Judgment
Customer Dispute
July 2001Denied
Other Business Activities
Eric is an officer and president of Personal Wealth Partner Financial Services Inc. He dedicates about half of his time to this support company.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
April 2004 - Present · 22 yrs 1 mo
Previous Registrations
Raymond James Financial Services
November 2004 - January 2009 · 4 yrs 2 mos
UBS Painewebber INC.
May 2001 - April 2003 · 1 yr 11 mos
UBS Painewebber INC.Broker
May 2001 - April 2003 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
August 1997 - May 2001 · 3 yrs 9 mos
American Express Financial Advisors INC.Broker
September 1995 - October 1996 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
September 1995 - October 1996 · 1 yr 1 mo
Investors Associates, INC.Broker
April 1995 - July 1995 · 3 mos
Rickel & Associates, INC.Broker
March 1995 - March 1995 · 0 mos
State Registrations10 states
AZCACOMTNCNMNYVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.