Karen Corey
Karen Corey is a registered investment advisor at UBS Financial Services INC., based in Washington, DC, with 20 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1700 M Street NM, 5th Floor, Washington, DC, 20036
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2008Other Business Activities
Karen is a board member of her condo association, a member of a committee for the Northern Virginia Chamber of Commerce, and a member of the Junior Achievement of Greater Washington's Leadership Council. These activities are not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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