KH
KH

Kenneth Heck

23 Years of Experience
Las Vegas, NV
2 DisclosuresBrokerSells Insurance

Kenneth Heck is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1180 N Town Center Dr, Ste 150, Las Vegas, NV, 89144

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Denied
Customer Dispute
December 2008
Settled
Other Business ActivitiesSells Insurance

Kenneth is involved in several business activities, including Heck Wealth Management, Back to Normal LLC (retail sales), Chinglish Restaurant Group, HWM Tax LLC (tax preparation), HWM Marketing LLC, Leisure Werden & Terry (non-variable insurance), and PlanAm Group LLC. He also sells non-variable insurance through MassMutual and Leisure Werden & Terry, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
July 2013 - Present · 12 yrs 10 mos
LPL Financial LLCBroker
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2013 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2013 · 3 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2009 · 1 yr 9 mos
A. G. Edwards & Sons, INC.Broker
November 2002 - January 2008 · 5 yrs 2 mos
World Financial Capital Markets INC.Broker
August 2002 - November 2002 · 3 mos
State Registrations17 states
AZCACOCTDEFLGAMEMINJNVNYOHSCSDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Heck - Financial Advisor | TrueAdvisor