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Kenneth Heck

LPL Financial LLC
24 Years of Experience
Las Vegas, NV
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Kenneth Heck is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 24 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1180 N Town Center Dr, Ste 150, Las Vegas, NV, 89144

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Denied
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth is involved in several business activities, including Heck Wealth Management, Back to Normal LLC (retail sales), Chinglish Restaurant Group, HWM Tax LLC (tax preparation), HWM Marketing LLC, Leisure Werden & Terry (non-variable insurance), and PlanAm Group LLC. He also sells non-variable insurance through MassMutual and Leisure Werden & Terry, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
July 2013 - Present · 13 yrs 3 mos
LPL Financial LLCBroker
July 2013 - Present · 13 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2013 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2013 · 3 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2009 · 1 yr 9 mos
A. G. Edwards & Sons, INC.Broker
November 2002 - January 2008 · 5 yrs 2 mos
World Financial Capital Markets INC.Broker
August 2002 - November 2002 · 3 mos
State Registrations19 states
AZCACOCTDEFLGAILINMEMINJNVNYOHSCSDTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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