BD
CFP · ChFC
BD
CFP · ChFC

Brian Michael Dixon

22 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable GivingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
111 advisors
Number of Clients
9,250 clients
Average Client Portfolio
$267K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$100K
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Location

11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian acts as a Power of Attorney (POA) and personal representative for two individuals, dedicating minimal time to these roles. Brian also engages in insurance sales and service as a producer/owner, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
January 2024 - Present · 2 yrs 1 mo
Kingswood Wealth Advisors, LLC
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
RBC Capital Markets, LLC
June 2020 - February 2024 · 3 yrs 8 mos
RBC Capital Markets, LLCBroker
June 2020 - February 2024 · 3 yrs 8 mos
Raymond James Financial Services Advisors, INC
October 2017 - June 2020 · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
October 2017 - June 2020 · 2 yrs 8 mos
Suntrust Advisory Services, INC.
September 2016 - October 2017 · 1 yr 1 mo
Suntrust Investment Services, INC.
February 2004 - December 2016 · 12 yrs 10 mos
Suntrust Investment Services, INC.Broker
February 2004 - October 2017 · 13 yrs 8 mos
UBS Financial Services INC.
January 2004 - February 2004 · 1 mo
UBS Financial Services INC.Broker
July 2003 - February 2004 · 7 mos
Ids Life Insurance CompanyBroker
October 2002 - January 2003 · 3 mos
American Express Financial Advisors INC.Broker
October 2002 - January 2003 · 3 mos
State Registrations19 states
AZCACTFLGAINKYLAMIMSNCNJNYOHPASCTNTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.