EH
EH

Elisabeth Hawley

22 Years of Experience
Spokane, WA
Broker

Elisabeth Hawley is a registered investment advisor at RBC Capital Markets, LLC, based in Spokane, WA, with 22 years of industry experience. Elisabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

601 West Main Avenue, Suite 1215, Spokane, WA, 99201-0615

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
August 2006 - Present · 19 yrs 9 mos
RBC Capital Markets, LLC
August 2006 - Present · 19 yrs 9 mos
RBC Capital Markets, LLCBroker
August 2006 - Present · 19 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
August 2006 - September 2006 · 1 mo
UBS Financial Services INC.Broker
August 2006 - September 2006 · 1 mo
Piper Jaffray & CO.
November 2004 - August 2006 · 1 yr 9 mos
Piper Jaffray & CO.Broker
March 2004 - August 2006 · 2 yrs 5 mos
State Registrations40 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.