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Wayne Rubinas

22 Years of Experience
Atlanta, GA
1 DisclosureBroker

Wayne Rubinas is a registered investment advisor at RBC Capital Markets, LLC, based in Atlanta, GA, with 22 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

3550 Lenox Road, Suite 1950, Atlanta, GA, 30326

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History

Regulatory History (1)
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Customer Dispute
February 2024
Denied
Employment History
Current Registrations
RBC Capital Markets, LLC
August 2023 - Present · 2 yrs 9 mos
RBC Capital Markets, LLC
August 2023 - Present · 2 yrs 9 mos
RBC Capital Markets, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
September 2006 - August 2023 · 16 yrs 11 mos
UBS Financial Services INC.Broker
September 2006 - August 2023 · 16 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2005 - July 2006 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2003 - July 2006 · 3 yrs 4 mos
State Registrations50 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.