Philip Chao
Philip Chao is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Patterson, CA, with 23 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Patterson, CA
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Regulatory History (1)
Customer Dispute
January 2024Other Business ActivitiesSells Insurance
Philip owns Fortune Financial, a financial services DBA, and works there full-time selling insurance, securities, and investment products. He also works as a sales manager for Axsome, a pharmaceuticals company, dedicating about 10-20% of his time, and is an independent insurance agent, dedicating about 10-20% of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.