Steven Polk is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Tampa, FL, with 24 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
100 S Ashley Dr 9th Fl, [F6-Rbo], Tampa, FL, 33602
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Regulatory History (2)
Customer Dispute
October 2019Customer Dispute
August 2016Other Business Activities
Steven is a freelance trombone player since 2010. He dedicates minimal time to this activity, primarily outside of trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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