TrueAdvisor
TrueAdvisor
DS
DS

David Simpson

Simpson Capital Management
24 Years of Experience
Laguna Niguel, CA
1 Disclosure
View SEC Summary
View SEC Summary

David Simpson is a registered investment advisor at Simpson Capital Management, based in Laguna Niguel, CA, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70 clients with $20M in assets under management.

Simpson Capital Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
70 clients
Average Client Portfolio
$289K average
Assets Under Management
$20.2M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.75%
$3M+0.50%

Fees may be negotiated and discounts offered to select friends, employees, armed services personnel, and family.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Laguna Niguel, CA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2014
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Simpson Capital Management
October 2014 - Present · 12 yrs
Previous Registrations
Simpson Capital Management
July 1999 - August 2011 · 12 yrs 1 mo
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Laguna Niguel, CA →All financial advisors in California →