James Brennan is a CFP-designated registered investment advisor, based in Tampa, FL, with 18 years of industry experience.
Location
401 E Jsckson St, 20th Floor - Md, Tampa, FL, 33602
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a board member for Dominion Financial Group, a family investment vehicle, since 2022. He spends minimal time on this activity.
Employment History
Current Registrations
Truist Investment Services, INC.
February 2022 - Present · 4 yrs 3 mos
Truist Investment Services, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Truist Advisory Services, INC.
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Genspring Family Offices, LLC
July 2006 - December 2017 · 11 yrs 5 mos
Kpmg Investment Advisors
June 2003 - November 2005 · 2 yrs 5 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.