Brian Lockett
Brian Lockett is a CFP-designated registered investment advisor at Comprehensive Wealth Management, based in Lynnwood, WA, with 22 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 451 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CWM's annual advisory fee is a percentage of the value of your portfolio, covering financial planning, investment management, and ongoing monitoring. The fee generally ranges from 0.5% to 2% of the value of your portfolio. CWM requires a minimum quarterly fee of $2,750, which may be reduced or waived. If you have multiple accounts, they are combined to calculate the fee. CWM may recommend Direct Indexing, which has a 0.15% fee charged by a sub-advisor, in addition to CWM's fees.
Location
3500 188th St Sw, Suite 102, Lynnwood, WA, 98037-4757
Get directionsHistory
Regulatory History (4)
Regulatory
November 2020Regulatory
April 2020Regulatory
November 2019Customer Dispute
July 2016Other Business Activities
Brian is a board member for the Washington State University Foundation and a 50% owner of B&S Lockett, Inc. He also owns Comprehensive Wealth Management, LLC, where he works nearly full-time as a lead advisor, and volunteers with the Association of Financial Educators.
Employment History
Current Registrations
Comprehensive Wealth Management
Previous Registrations
Independent Financial Group, LLCBroker
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Commonwealth Financial NetworkBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.