BA
CFP
BA
CFP
Brent Arnold is a CFP-designated registered investment advisor, based in Lynnwood, WA, with 19 years of industry experience.
Location
4208 198th St SW, Suite 209, Lynnwood, WA, 98036
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012Closed-No Action
Other Business ActivitiesSells Insurance
Brent is involved in several business activities, including serving as a DBA for LPL business, real estate rental, family farming, and insurance. He also dedicates time to Templar Financial Services as an insurance agent, Kestra Advisory Services as an IAR, and holds positions in Colusa Masonic Lodge and Nile Shriners Incorporated.
Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2023 - Present · 3 yrs 5 mos
Kestra Investment Services, LLCBroker
April 2023 - Present · 3 yrs 5 mos
Kestra Investment Services, LLC
April 2023 - Present · 3 yrs 5 mos
Previous Registrations
LPL Financial LLC
June 2015 - April 2023 · 7 yrs 10 mos
LPL Financial LLCBroker
June 2015 - April 2023 · 7 yrs 10 mos
Allstate Financial Services, LLCBroker
November 2008 - June 2015 · 6 yrs 7 mos
Investment Advisors International, INC.
April 2008 - December 2008 · 8 mos
World Group Securities, INC.Broker
September 2006 - December 2008 · 2 yrs 3 mos
State Registrations14 states
AKAZCAFLGAHIIAILMTNCOHORUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.