HC
HC

Harry Childers

59 Years of Experience
Mobile, AL
Broker

Harry Childers is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Mobile, AL, with 59 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

3600 Springhill Business Park, Suite 1000, Mobile, AL, 36608

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 10 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Sterne Agee Asset Management, INC.
March 2005 - July 2015 · 10 yrs 4 mos
Sterne, Agee & Leach, INC.Broker
May 2001 - July 2015 · 14 yrs 2 mos
UBS Painewebber INC.Broker
August 2000 - June 2001 · 10 mos
J.C. Bradford & CO.Broker
June 1994 - August 2000 · 6 yrs 2 mos
Prudential Securities IncorporatedBroker
March 1989 - July 1994 · 5 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1988 - January 1989 · 3 mos
Howard, Weil, Labouisse, Friedrichs INC.Broker
February 1986 - October 1988 · 2 yrs 8 mos
Prudential-Bache Securities INC.Broker
September 1977 - April 1986 · 8 yrs 7 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
November 1974 - February 1976 · 1 yr 3 mos
Howard, Weil, Labouisse, Friedrichs IncorporatedBroker
August 1973 - November 1974 · 1 yr 3 mos
Steiner-Rouse CO INCBroker
January 1967 - September 1973 · 6 yrs 8 mos
State Registrations18 states
ALARCACOFLGAILLAMOMSNCNYSCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.