James Willis is a registered investment advisor at Beacon Bay Asset Management LLC, based in Peoria, AZ, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 43 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.35% |
| $500K - $1.0M | 1.00% |
| $1.0M - $1.5M | 0.90% |
| $1.5M - $2.0M | 0.85% |
| $2.0M - $2.5M | 0.80% |
| $2.5M - $3.0M | 0.76% |
| $3M+ | 0.75% |
Fees may be negotiable. Separate fee schedules apply to actively managed individual bonds and municipal bonds.
Fee Estimator
Location
Peoria, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James conducts educational seminars on creating income from portfolios using credit spreads on indexes. These seminars are held in various cities on weekends and require an admission fee.
Employment History
Current Registrations
Beacon Bay Asset Management LLC
Previous Registrations
Frontline Advisors
A. G. Edwards & Sons, INC.
State Registrations3 states
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